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Compliance Analyst

Posted Nov 4

Key facts

Pune-based compliance review role; English fluency and research skills matter, while 1–2 years’ experience is preferred, not required.

Where and how
Pune, IndiaOnsiteMid-Level
Field
Legal
Languages required
English
Education
Bachelor
Experience
1 year experience

Original job ad

As published by AlphaSense Oy

Open the ad
Compliance Analyst Pune About AlphaSense: AlphaSense is the AI platform redefining market intelligence and workflow orchestration, trusted by thousands of leading organizations to drive faster, more confident decisions in business and finance. The platform combines domain-specific AI with a vast content universe of over 500 million premium business documents — including equity research, earnings calls, expert interviews, filings, news, and internal proprietary content. Purpose-built for speed, accuracy, and enterprise-grade security, AlphaSense helps teams extract critical insights, uncover market-moving trends, and automate complex workflows with high-quality outputs. With AI solutions like Generative Search, Generative Grid, and Deep Research, AlphaSense delivers the clarity and depth professionals need to navigate complexity and obtain accurate, real-time information quickly. For more information, visit www.alpha-sense.com. Come join us. About the Team: Tegus by AlphaSense facilitates extremely valuable calls between our clients and experts. Given the proprietary insights in these conversations, compliance is critical to our business, and a key component of our value add. The Compliance Team provides our clients with actionable insights while maintaining the highest legal and regulatory standards. About the Role: This role will be part of our growing India Compliance Review team, providing critical coverage across global time zones to help ensure 24x5 compliance review support for our U.S. and international operations. As a Compliance Analyst, you will play a crucial role in supporting our content generation while protecting our clients from potentially sensitive information. You will gain extensive knowledge of Tegus’ cutting edge compliance program to facilitate the review of expert call transcripts. This role is fast-paced, so agility and ability to work under a tight deadline are key. What You’ll Do: Review expert call transcripts to detect and resolve any instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards. Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary. Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain. Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment. Perform administrative tasks, including but not limited to, inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency. Who You Are: 1-2 years of experience in research, compliance, legal support or operations roles — such as paralegal, legal assistant, analyst, or BPO/editorial specialist or similar — is preferred, but not required. Acute attention to detail and strong written and verbal fluency in English and reading comprehension with proofreading, drafting, and investigative/research experience. Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently. Thrives in a dynamic, fast-paced environment, with the ability to adapt quickly to changing priorities and contribute to innovative solutions that support Tegus’ business needs. AlphaSense is an equal-opportunity employer. We are committed to a work environment that supports, inspires, and respects all individuals. All employees share in the responsibility for fulfilling AlphaSense’s commitment to equal employment opportunity. AlphaSense does not discriminate against any employee or applicant on the basis of race, color, sex (including pregnancy), national origin, age, religion, marital status, sexual orientation, gender identity, gender expression, military or veteran status, disability, or any other non-merit factor. This policy applies to every aspect of employment at AlphaSense, including recruitment, hiring, training, advancement, and termination. In addition, it is the policy of AlphaSense to provide reasonable accommodation to qualified employees who have protected disabilities to the extent required by applicable laws, regulations, and ordinances where a particular employee works.

This is the employer's own ad. Pay, requirements and the other details on this page are our reading of it, not facts the employer confirmed.

About the role

Summarised by JobCrawls from the job ad above.

Requirements

  • Strong written and verbal fluency in English and reading comprehension
  • Proofreading, drafting, and investigative or research experience
  • Acute attention to detail
  • Ability to prioritize, manage time, stay organized, and work independently
  • Ability to adapt quickly to changing priorities
  • 1–2 years of relevant experience is preferred but not required

Responsibilities

  • Review expert call transcripts for material nonpublic and confidential information
  • Complete due diligence reviews of calls and document violations
  • Escalate non-compliance with Tegus sourcing guidelines
  • Research financial reports and regulatory filings using internal databases and external resources
  • Manage internal and external communications
  • Maintain accurate data on processes, transcripts, and workflows
  • Identify opportunities to improve operational efficiency

Skills & technologies

Compliance ReviewDue DiligenceFinancial ResearchRegulatory FilingsProofreadingInvestigative ResearchData ManagementWorkflow Improvement

Recruitment process

  1. Apply using the application form.
  2. Submit a résumé/CV; a cover letter may also be submitted.
  3. The form asks about relevant experience, qualifications, and notice period.

About AlphaSense Oy

Financial overview
€28.2M
Revenue
€14.9M
Profit
53.0%
Profit margin
AlphaSense Oy logo
AlphaSense Oy · 9 open roles
Top locations (all time): Remote - Global · 150 · Helsinki, Finland · 31 · London, UK · 2 · +9 other locations
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Current open roles at AlphaSense Oy on JobCrawls
LocationActive listings
Remote - Global150
Helsinki, Finland31
London, UK2
New York, USA2
Remote - Europe2
Singapore2
Bangalore, India1
London, United Kingdom1
New York City, United States1
New York, United States1
Remote - Finland1
Remote - India1
Current role mix at AlphaSense Oy on JobCrawls
Role typeActive listings
Software Engineer20
Account Manager9
Customer Success Manager6
Android Engineer5
Channel and Customer Research Associate5
Compliance Analyst5
Account Executive4
Product Manager4
Analyst3
Analyst Development Representative3
Analytics Engineer3
Cloud Platform Engineer3
Content Analyst3
Network Engineer3
Product Designer3
Sales Development Representative3
Associate Account Executive2
Customer & Product Support Analyst2
Customer Support Specialist2
Enterprise Account Executive2
Head of Developer Experience2
IT Support Analyst2
Operations Manager2
People Business Partner2
Sales Development Manager2
Sector Lead2
Senior Manager2
Site Reliability Engineer2
iOS Engineer2
AI Platform Engineer1
Account Director1
Account Management1
Analyst Development1
Audio Visual Engineer1
Business Applications Security Engineer1
Channel and Customer Research Analyst1
Client Research Manager1
Cloud Reliability and Recovery Engineer1
Compliance Officer1
Compliance Surveillance Analyst1
Content Support Analyst1
Customer Education Manager1
Customer Support Analyst1
Data Analyst1
Deal Desk Analyst1
Deal Desk Contracting Manager1
Design Engineer1
Director of AI Governance and Security1
Director of Executive Recruiting1
Director of Global Real Estate and Workplace Experience1
Equity Research Associate1
Executive Assistant1
Financial Data Application Specialist1
Full Stack Developer1
Growth Marketing Manager1
Head of Broker Relations1
Human Resources1
IOS Engineer1
Implementation Consultant1
Key Account Director1
Legal Content and Data Director1
Manager1
Marketing AI & Transformation Strategy Lead1
Marketing Analyst1
Marketing Manager1
Payroll Director1
People Operations Coordinator1
Platform Engineer1
Pre-Sales Manager1
Principal Design Engineer1
Principal Software Engineer1
Product Analyst1
Product Platforms Engineer1
Product Security1
Program Management1
Program Manager1
Revenue Accounting1
Revenue Operations Manager1
Revenue Tools Specialist1
Sales Enablement1
Sales Operations Analyst1
Security Operations Analyst1
Senior Commercial Counsel1
Senior Engineer1
Senior Software Engineer1
Senior Staff Software Engineer1
Senior Technical Program Manager1
Software Engineer, Front End1
Solutions Consultant1
Solutions Marketing Manager1
Staff Engineer1
Strategic Account Executive1
Strategic Finance Manager1
Strategic Sales Manager1
Talent Acquisition Partner1
Tax Associate1
Team Leader1
Technical Program Manager1
Technology Talent Community1
Web Performance Engineer1
Current role-level mix at AlphaSense Oy on JobCrawls
Role levelActive listings
Mid-Level71
Senior54
Manager42
Director12
Junior4
Executive1
About the employer

AlphaSense provides an AI platform for market intelligence and workflow orchestration, combining domain-specific AI with a large library of business documents. Its solutions help organizations find insights, identify market trends, and automate workflows.

Core values
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